Hina Joshi

Legal & Compliance Officer

Hina joined Aksia in December 2013 and is the Legal & Compliance Officer on Aksia's Legal & Compliance team. Hina is tasked with supporting the General Counsel/Chief Compliance Officer in managing and implementing the global compliance program, which includes regulatory filings, employee training, conducting periodic review and analysis of compliance policies, and responding to state-level regulatory disclosure requests. Hina also assists with various legal items such as NDA review and negotiation and organizational documents.

Prior to Aksia, Hina worked as a regulatory and compliance consultant where she aided both SEC registered investment advisers and exempt reporting advisers with the initiation, development, maintenance, testing and updates of policies and procedures for the operation of compliance programs and their related activities. In addition, she assisted clients with regulatory filings and exam support. While in law school, Hina worked as a legal intern for a fund of funds manager where she supported the General Counsel in drafting, updating, reviewing and amending Delaware and Cayman corporate organizational documents and resolutions and non-disclosure agreements. Hina graduated from The College of New Jersey in 2009 with a B.S. in Business Administration-Finance and received her J.D. degree from Pace University School of Law in 2012.

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